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Late trading
Results: 581

#	Item
441	PDF Document Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-11-30 15:22:39 Financial system Late-2000s financial crisis Commodity Futures Trading Commission U.S. Securities and Exchange Commission Securities Exchange Act Dodd–Frank Wall Street Reform and Consumer Protection Act Self-regulatory organization Financial Industry Regulatory Authority Futures contract United States securities law Financial regulation Financial economics
442	Carolyn Lee Senior Director, Tax Policy April 26, 2013 The Honorable Debbie Stabenow U.S. Senate Committee on Agriculture, Add to Reading List Source URL: documents.nam.org Language: English - Date: 2013-04-26 15:19:09 Financial regulation Late-2000s financial crisis Commodity Futures Trading Commission Finance Subprime mortgage crisis Dodd–Frank Wall Street Reform and Consumer Protection Act Wall Street reform Chris Dodd Futures contract United States federal banking legislation Financial economics Systemic risk
443	Microsoft Word - WASHINGTON-#[removed]v4-DTCC_-_Letter_to_Regulators_on_Rulemaking.DOC Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-11-16 15:25:25 Late-2000s financial crisis Systemic risk Commodity Futures Trading Commission U.S. Securities and Exchange Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Depository Trust & Clearing Corporation Derivative Security Gary Gensler Financial economics Financial system Finance
444	Text of Final Volcker Rule Add to Reading List Source URL: www.ots.treas.gov Language: English - Date: 2014-08-03 08:45:46 Stock market 111th United States Congress Dodd–Frank Wall Street Reform and Consumer Protection Act Late-2000s financial crisis Presidency of Barack Obama United States federal banking legislation Commodity Futures Trading Commission Futures contract Derivative Financial economics Finance Financial system
445	Comptroller of the Currency Administrator of National Banks Washington, DC[removed]OCC’s Quarterly Report on Bank Trading and Derivatives Activities Fourth Quarter 2012 Add to Reading List Source URL: www.occ.gov Language: English - Date: 2014-08-03 08:51:20 Subprime mortgage crisis Financial services Derivative Credit risk Investment banking Goldman Sachs Hedge fund Late-2000s financial crisis Hedge Financial economics Investment Finance
446	October 18, 2013 David J. Sylvan Managing Director Head of Public Finance & Derivatives KeyBank National Association Add to Reading List Source URL: www.ots.treas.gov Language: English - Date: 2014-08-03 08:45:52 111th United States Congress Dodd–Frank Wall Street Reform and Consumer Protection Act Presidency of Barack Obama Systemic risk United States federal banking legislation Derivative Financial system Swap Commodity Futures Trading Commission Financial economics Late-2000s financial crisis Finance
447	PDF Document Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-10-14 16:08:05 Futures contract Finance Commodity Futures Trading Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Gary Gensler Financial economics Late-2000s financial crisis Financial regulation
448	Microsoft Word - Roundtable Memo Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-10-08 12:14:54 Late-2000s financial crisis Systemic risk Financial markets U.S. Securities and Exchange Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Hedge fund Commodity Futures Trading Commission Derivative Mary Schapiro Financial economics Finance Investment
449	PDF Document Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-04-03 09:52:46 Financial markets Hedge fund Short Proprietary trading Market liquidity Late-2000s financial crisis Security Investment banking Systemic risk Financial economics Economics Investment
450	November 21, 2013 The Honorable Ben Bernanke Chairman Board of Governors of the Federal Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-11-22 14:34:16 Systemic risk Financial markets Late-2000s financial crisis United States federal banking legislation Volcker Rule Paul Volcker Dodd–Frank Wall Street Reform and Consumer Protection Act Hedge fund Proprietary trading Financial economics Economics Finance

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